Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Martin Perry | 2142599 | 3 | 09/17/2002 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 07/29/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Detroy Lee Womack | 2780281 | 2 | 02/27/2002 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 08/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Detroy Lee Womack | 2780281 | 2 | 03/20/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 02/01/2000 | Customer Dispute | Closed-No Action | $94,964.40 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 07/31/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Clark | 2712285 | 2 | 12/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela G Miller-Gonzales | 2543486 | 1 | 07/16/1998 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| William Martin Perry | 2142599 | 3 | 06/03/1996 | Customer Dispute | Settled | $44,671.90 | $0.00 | See FINRA Report |