Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Johnson | 1700589 | 3 | 09/19/2008 | Customer Dispute | Closed-No Action | $10,648.70 | $0.00 | See FINRA Report |
| Zachary Engraff | 4547413 | 1 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Anson Calhoun | 2518306 | 4 | 02/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Patrick Murray | 3249281 | 2 | 05/21/2007 | Customer Dispute | Closed-No Action | $5,763.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 02/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Martin Perry | 2142599 | 3 | 02/15/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 01/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Studnicky | 1722691 | 7 | 07/05/2005 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 05/16/2005 | Customer Dispute | Denied | $51,277.80 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 01/18/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |