Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Studnicky | 1722691 | 7 | 07/26/2012 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Gavin Andrew Tolan | 2275071 | 4 | 04/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Lewis Wiseman | 5443969 | 1 | 09/30/2010 | Customer Dispute | Denied | $6,208.93 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 08/26/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Mark Anton Groesbeck | 1690996 | 1 | 07/24/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Brandon Scott Postma | 4492900 | 1 | 06/08/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rene Saul Licon | 2353239 | 1 | 05/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anson Calhoun | 2518306 | 4 | 02/13/2009 | Customer Dispute | Denied | $32,602.60 | $0.00 | See FINRA Report |
| James Patrick Murray | 3249281 | 2 | 12/01/2008 | Customer Dispute | Settled | $6,050.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 11/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |