Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Kent Sagouspe | 1140282 | 10 | 03/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerrold Steven Bergner | 2402897 | 2 | 09/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Wacker | 3028507 | 2 | 05/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Alan Meiss | 5174600 | 1 | 04/07/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victor Kent Sagouspe | 1140282 | 10 | 02/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Zuaro | 6270829 | 1 | 01/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Andre Sier | 4348763 | 1 | 09/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lynn Fortner | 4187792 | 1 | 03/03/2014 | Customer Dispute | Award / Judgment | $49,848.80 | $37,328.80 | See FINRA Report |
| Scott Legrand Slade | 5089912 | 1 | 08/20/2012 | Customer Dispute | Settled | $1,366,650.00 | $0.00 | See FINRA Report |