Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Frank Wilkinson | 2115646 | 3 | 07/27/2004 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 01/01/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Johnson | 1700589 | 3 | 09/12/2003 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| William Martin Perry | 2142599 | 3 | 09/17/2002 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 07/29/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Detroy Lee Womack | 2780281 | 2 | 02/27/2002 | Customer Dispute | Settled | $380,000.00 | $0.00 | See FINRA Report |
| William Martin Perry | 2142599 | 3 | 06/03/1996 | Customer Dispute | Settled | $44,671.90 | $0.00 | See FINRA Report |
| James Anthony Johnson | 1700589 | 3 | 09/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 05/01/1994 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |