Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Studnicky | 1722691 | 7 | 05/16/2005 | Customer Dispute | Denied | $51,277.80 | $0.00 | See FINRA Report |
| Jerrold Steven Bergner | 2402897 | 2 | 02/20/2004 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 01/23/2004 | Customer Dispute | Denied | $17,164.00 | $0.00 | See FINRA Report |
| John Anson Calhoun | 2518306 | 4 | 11/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela G Miller-Gonzales | 2543486 | 1 | 07/16/1998 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |