Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Martin Perry | 2142599 | 3 | 02/15/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 07/05/2005 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 05/16/2005 | Customer Dispute | Denied | $51,277.80 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 01/18/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Leo Lamond Syphus | 1647485 | 1 | 11/16/2004 | Customer Dispute | Settled | $10,299.00 | $0.00 | See FINRA Report |
| Glenn Frank Wilkinson | 2115646 | 3 | 07/27/2004 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Jerrold Steven Bergner | 2402897 | 2 | 02/20/2004 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 01/23/2004 | Customer Dispute | Denied | $17,164.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 01/01/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Johnson | 1700589 | 3 | 09/12/2003 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |