Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lewis Wiseman | 5443969 | 1 | 09/30/2010 | Customer Dispute | Denied | $6,208.93 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 08/26/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Mark Anton Groesbeck | 1690996 | 1 | 07/24/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Brandon Scott Postma | 4492900 | 1 | 06/08/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Anson Calhoun | 2518306 | 4 | 02/13/2009 | Customer Dispute | Denied | $32,602.60 | $0.00 | See FINRA Report |
| James Patrick Murray | 3249281 | 2 | 12/01/2008 | Customer Dispute | Settled | $6,050.00 | $0.00 | See FINRA Report |
| James Anthony Johnson | 1700589 | 3 | 09/19/2008 | Customer Dispute | Closed-No Action | $10,648.70 | $0.00 | See FINRA Report |
| Zachary Engraff | 4547413 | 1 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Anson Calhoun | 2518306 | 4 | 02/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Patrick Murray | 3249281 | 2 | 05/21/2007 | Customer Dispute | Closed-No Action | $5,763.00 | $0.00 | See FINRA Report |