Our Staff has compiled our research into a database of FINRA Broker Disclosures for FTI Capital Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roger Charles Kahn | 1949880 | 2 | 03/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Charles Kahn | 1949880 | 2 | 11/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Shane Leonard Campbell | 5341101 | 1 | 05/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |