Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Gerard Robertson | 1952646 | 2 | 02/20/2007 | Customer Dispute | Denied | $123,000.00 | $0.00 | See FINRA Report |
| David Gerard Robertson | 1952646 | 2 | 07/08/2003 | Customer Dispute | Award / Judgment | $800,000.00 | $291,475.00 | See FINRA Report |
| Rocco Joseph Scarsella | 1280846 | 1 | 01/22/2000 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |