Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Ward | 4324025 | 6 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Ward | 4324025 | 6 | 04/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Ward | 4324025 | 6 | 02/02/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Ward | 4324025 | 6 | 05/08/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Ward | 4324025 | 6 | 08/28/2009 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert William Ward | 4324025 | 6 | 08/12/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report |