Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Cour | 4423552 | 2 | 04/26/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Todd Michael Cour | 4423552 | 2 | 09/27/2011 | Customer Dispute | Settled | $17,907.50 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 05/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 04/11/2003 | Customer Dispute | Settled | $18,508.60 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 03/03/2003 | Customer Dispute | Settled | $51,238.60 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 02/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 01/17/2003 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 01/17/2003 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 01/17/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Peter William Brey | 1017881 | 10 | 01/17/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |