Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamilah Sheba Brown | 2227357 | 8 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Tritschler | 3214269 | 1 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Pray | 7384213 | 4 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Allen | 2232396 | 1 | 08/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Ciesla | 3001096 | 1 | 08/14/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |