Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Samuel Kindler | 5269232 | 1 | 06/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Pray | 7384213 | 4 | 10/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Pray | 7384213 | 4 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Pray | 7384213 | 4 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 07/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 06/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamilah Sheba Brown | 2227357 | 8 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |