Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Ellis Taylor | 6074776 | 8 | 01/17/2024 | Customer Dispute | Settled | $426,000.00 | $0.00 | See FINRA Report |
| Zachary Ellis Taylor | 6074776 | 8 | 12/13/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zachary Ellis Taylor | 6074776 | 8 | 09/29/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zachary Ellis Taylor | 6074776 | 8 | 04/20/2022 | Customer Dispute | Settled | $417,667.00 | $0.00 | See FINRA Report |
| Virginia Frances Thompson | 1834046 | 3 | 08/19/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark David Aigner | 2645924 | 3 | 04/25/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Virginia Frances Thompson | 1834046 | 3 | 11/03/1998 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| William Robert Cunningham | 850999 | 3 | 04/01/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Robert Cunningham | 850999 | 3 | 04/01/1998 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |