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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 24 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Zachary Ellis Taylor6074776806/17/2024FinancialPending$0.00$0.00See FINRA Report
Zachary Ellis Taylor6074776802/07/2024Judgment / Lien$0.00$0.00See FINRA Report
Zachary Ellis Taylor6074776801/17/2024Customer DisputeSettled$426,000.00$0.00See FINRA Report
Zachary Ellis Taylor6074776812/13/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Zachary Ellis Taylor6074776809/29/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Zachary Ellis Taylor6074776805/30/2023Employment Separation After Allegations$0.00$0.00See FINRA Report
Zachary Ellis Taylor6074776804/20/2022Customer DisputeSettled$417,667.00$0.00See FINRA Report
Robert Charles Larios2470331110/27/2020Customer DisputeDenied$25,000.00$0.00See FINRA Report
Matthew Alan Lesnikowski1530281405/07/2019Judgment / Lien$0.00$0.00See FINRA Report
William Robert Cunningham850999301/19/2017Employment Separation After Allegations$0.00$0.00See FINRA Report

24 Results

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