Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Zachary Ellis Taylor | 6074776 | 8 | 06/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Zachary Ellis Taylor | 6074776 | 8 | 02/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Zachary Ellis Taylor | 6074776 | 8 | 01/17/2024 | Customer Dispute | Settled | $426,000.00 | $0.00 | See FINRA Report |
Zachary Ellis Taylor | 6074776 | 8 | 12/13/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Zachary Ellis Taylor | 6074776 | 8 | 09/29/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Zachary Ellis Taylor | 6074776 | 8 | 05/30/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Zachary Ellis Taylor | 6074776 | 8 | 04/20/2022 | Customer Dispute | Settled | $417,667.00 | $0.00 | See FINRA Report |
Robert Charles Larios | 2470331 | 1 | 10/27/2020 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Matthew Alan Lesnikowski | 1530281 | 4 | 05/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Robert Cunningham | 850999 | 3 | 01/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |