Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Leon Gruber | 1195389 | 2 | 03/01/2018 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Jerry Leon Gruber | 1195389 | 2 | 01/16/2018 | Customer Dispute | Denied | $71,142.00 | $0.00 | See FINRA Report |
| Jay A Lerman | 4618014 | 1 | 03/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |