Our Staff has compiled our research into a database of FINRA Broker Disclosures for Etico Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Vincent Canale | 1420779 | 5 | 11/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Vincent Canale | 1420779 | 5 | 03/12/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Vincent Canale | 1420779 | 5 | 03/11/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Edward Rutherford | 2053702 | 2 | 07/07/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul John Coleman | 1322117 | 9 | 05/14/2009 | Customer Dispute | Denied | $19,303.20 | $0.00 | See FINRA Report |
| Paul John Coleman | 1322117 | 9 | 05/04/2009 | Customer Dispute | Settled | $77,409.00 | $0.00 | See FINRA Report |
| Paul John Coleman | 1322117 | 9 | 12/19/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Paul John Coleman | 1322117 | 9 | 09/26/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Paul John Coleman | 1322117 | 9 | 04/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul John Coleman | 1322117 | 9 | 01/17/2008 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |