Our Staff has compiled our research into a database of FINRA Broker Disclosures for Etico Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Dennis Lex | 2755908 | 1 | 12/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Randal Cameron | 3089057 | 1 | 09/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Charles Furno | 1532489 | 4 | 04/14/2014 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Stephen Charles Furno | 1532489 | 4 | 07/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Vincent Canale | 1420779 | 5 | 02/15/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Vincent Canale | 1420779 | 5 | 11/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Vincent Canale | 1420779 | 5 | 03/12/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Vincent Canale | 1420779 | 5 | 03/11/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Edward Rutherford | 2053702 | 2 | 07/07/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Charles Furno | 1532489 | 4 | 02/10/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |