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FINRA Broker Disclosures for Etico Partners, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Etico Partners, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 26 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul John Coleman1322117903/29/2023Judgment / Lien$0.00$0.00See FINRA Report
Scott Alan Weisman2367813103/09/2023Customer DisputePending$500,000.00$0.00See FINRA Report
George Dennis Lex2755908112/18/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Adam Eric Frieman1941050107/07/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Randal Cameron3089057109/16/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Stephen Charles Furno1532489404/14/2014Customer DisputeDenied$500,000.00$0.00See FINRA Report
Paul John Coleman1322117912/06/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Stephen Charles Furno1532489407/01/2011Judgment / Lien$0.00$0.00See FINRA Report
Paul John Coleman1322117903/08/2011Employment Separation After Allegations$0.00$0.00See FINRA Report
William Vincent Canale1420779502/15/2011Customer DisputeSettled$0.00$0.00See FINRA Report

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