Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Charles Theodore | 1023447 | 2 | 08/22/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Theodore | 1023447 | 2 | 09/24/1985 | Customer Dispute | Settled | $46,250.00 | $0.00 | See FINRA Report |