Our Staff has compiled our research into a database of FINRA Broker Disclosures for Btig, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Tighe | 2273323 | 1 | 12/19/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Hagan Smalling | 5710402 | 1 | 11/10/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Passaro | 6278153 | 1 | 06/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert John Dentice | 4569175 | 2 | 12/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Wah Ly | 2524585 | 1 | 04/21/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert John Dentice | 4569175 | 2 | 07/07/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Jeffrey Quigley | 2296453 | 3 | 06/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Santhosh Patrick Chandra | 3097672 | 1 | 05/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Alan Kasdin | 2555095 | 1 | 09/22/1999 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Lauren Ashley Schuck | 4946991 | 1 | 05/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |