Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Thomas Leftakes | 1729929 | 1 | 10/14/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Mann | 2777511 | 1 | 07/20/2001 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |