Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel Markus Micha1074542402/19/2015RegulatoryFinal$0.00$0.00See FINRA Report
Daniel Markus Micha1074542407/10/2012Employment Separation After Allegations$0.00$0.00See FINRA Report
Daniel Markus Micha1074542406/19/2012RegulatoryFinal$0.00$0.00See FINRA Report
Daniel Markus Micha1074542409/23/2009Customer DisputeSettled$65,301.10$0.00See FINRA Report

4 Results

Display: