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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 21-29 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Anthony Yrshus8588761003/15/2011Judgment / Lien$0.00$0.00See FINRA Report
Gregory William Melendez4920698511/02/2009Customer DisputeSettled$500,000.00$0.00See FINRA Report
Gregory William Melendez4920698511/01/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761012/30/2005RegulatoryFinal$0.00$0.00See FINRA Report
William Richard Hunt830575706/14/2004RegulatoryFinal$0.00$0.00See FINRA Report
William Richard Hunt830575705/23/1994RegulatoryFinal$0.00$0.00See FINRA Report
William Richard Hunt830575709/29/1992RegulatoryFinal$0.00$0.00See FINRA Report
William Richard Hunt830575701/30/1992Customer DisputeAward / Judgment$2,496.00$504.00See FINRA Report
William Richard Hunt830575710/16/1990RegulatoryFinal$0.00$0.00See FINRA Report

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