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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Anthony Yrshus8588761002/13/2017RegulatoryFinal$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761010/16/2014RegulatoryFinal$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761012/17/2013Judgment / Lien$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761012/16/2013Judgment / Lien$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761008/19/2013Judgment / Lien$0.00$0.00See FINRA Report
William Richard Hunt830575706/17/2013Customer DisputeSettled$347,500.00$0.00See FINRA Report
Miguel de Leon Zarraga2983023106/17/2013Customer DisputeSettled$347,500.00$0.00See FINRA Report
Robert Anthony Yrshus8588761012/06/2012Judgment / Lien$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761006/12/2012Judgment / Lien$0.00$0.00See FINRA Report
Robert Anthony Yrshus8588761005/30/2012Judgment / Lien$0.00$0.00See FINRA Report

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