Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mcnally Financial Services Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Kemp | 2057200 | 15 | 07/18/2024 | Customer Dispute | Pending | $209,816.00 | $0.00 | See FINRA Report |
| Royal Gregory Fisher | 3230753 | 3 | 11/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Royal Gregory Fisher | 3230753 | 3 | 04/20/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 03/03/2023 | Customer Dispute | Settled | $555,928.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 04/10/2022 | Customer Dispute | Settled | $157,600.00 | $0.00 | See FINRA Report |
| Jan I Zenner | 846577 | 6 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Brian Cook | 1720575 | 1 | 11/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Kemp | 2057200 | 15 | 07/20/2021 | Customer Dispute | Settled | $370,007.00 | $0.00 | See FINRA Report |
| Jan I Zenner | 846577 | 6 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Royal Gregory Fisher | 3230753 | 3 | 04/15/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |