Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Ilene Hecht | 1217854 | 1 | 12/19/2022 | Customer Dispute | Pending | $68,000.00 | $0.00 | See FINRA Report |
| Joseph Frank Bert | 827053 | 4 | 01/15/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Bert | 827053 | 4 | 10/03/1997 | Customer Dispute | Award / Judgment | $0.00 | $245,000.00 | See FINRA Report |
| Joseph Frank Bert | 827053 | 4 | 02/26/1997 | Customer Dispute | Settled | $277,727.00 | $0.00 | See FINRA Report |
| Joseph Frank Bert | 827053 | 4 | 10/24/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |