Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Charles Stewart | 1687234 | 2 | 05/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wendy Margaret Nelson | 1061680 | 2 | 10/23/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Lowell James Adrian | 1223476 | 2 | 06/26/2001 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Wendy Margaret Nelson | 1061680 | 2 | 06/10/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Osland | 1791642 | 2 | 03/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 02/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 02/16/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reginald Marks | 6894835 | 1 | 04/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Glenn Petrie | 2468984 | 2 | 12/17/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jodee May Brubaker-Rager | 1888958 | 1 | 12/10/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |