Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Ruth Low | 1838581 | 2 | 04/19/2012 | Customer Dispute | Denied | $9,425.25 | $0.00 | See FINRA Report |
| James Douglass Hoyt | 2264252 | 2 | 04/05/2012 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Martin Joel Erzinger | 713979 | 2 | 08/26/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle David Litzenberger | 1184322 | 2 | 04/21/2011 | Customer Dispute | Settled | $97,346.60 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 02/22/2011 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Gregg Charles Parker | 3051179 | 2 | 11/10/2010 | Customer Dispute | Settled | $216,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 10/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Joel Erzinger | 713979 | 2 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 08/02/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 05/12/2010 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |