Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Lougene Daugherty | 4173741 | 1 | 01/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 07/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Guy Shipp | 1937641 | 2 | 12/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 12/11/2014 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Roger Brown Deal | 2263476 | 1 | 10/10/2014 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| Cynthia Ruth Low | 1838581 | 2 | 06/17/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Arthur Langlois | 1224837 | 2 | 01/13/2014 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 11/13/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Charles Roy Bigbie | 1158301 | 1 | 09/24/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 02/05/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |