Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julia Megan Reese | 6728469 | 2 | 02/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Charles Parker | 3051179 | 2 | 01/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 01/25/2017 | Customer Dispute | Withdrawn | $291,921.00 | $0.00 | See FINRA Report |
| Lois Jean Piccolotti | 1489252 | 1 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Whitehouse | 2410563 | 1 | 11/03/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Dean Schmidgall | 1384131 | 3 | 10/31/2016 | Customer Dispute | Settled | $16,147.70 | $0.00 | See FINRA Report |
| Daniel Charles Stewart | 1687234 | 2 | 10/06/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Lawrence Paul Finch | 2275508 | 1 | 07/06/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Angela Rene Rehkop | 1914697 | 1 | 05/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julia Megan Reese | 6728469 | 2 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |