Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Allen Zeigler | 1309842 | 1 | 01/16/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael John Osland | 1791642 | 3 | 12/06/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Samuel Robert Monchik | 4113886 | 2 | 07/17/2017 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Craig Lee Splan | 1093707 | 1 | 03/24/2017 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Donald Paul Cox | 1369976 | 2 | 02/16/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Julia Megan Reese | 6728469 | 2 | 02/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 01/25/2017 | Customer Dispute | Withdrawn | $291,921.00 | $0.00 | See FINRA Report |
| Lois Jean Piccolotti | 1489252 | 1 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Whitehouse | 2410563 | 1 | 11/03/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Dean Schmidgall | 1384131 | 3 | 10/31/2016 | Customer Dispute | Settled | $16,147.70 | $0.00 | See FINRA Report |