Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Mark Braverman | 1023227 | 3 | 02/25/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 06/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Guy Shipp | 1937641 | 2 | 02/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Allen Zeigler | 1309842 | 1 | 01/16/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael John Osland | 1791642 | 2 | 12/06/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Donald Paul Cox | 1369976 | 2 | 02/16/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |