Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Eugene Nixon | 865645 | 12 | 01/20/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carrie Ann O'Hara | 3235858 | 1 | 12/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 05/29/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,000.00 | See FINRA Report |
| Robert Joe Bachman | 715193 | 2 | 01/17/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Alvin Richey | 1106405 | 1 | 05/02/1989 | Customer Dispute | Settled | $84,500.00 | $0.00 | See FINRA Report |
| Kenneth Alan Clyde | 1488320 | 3 | 03/20/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Ann Smith | 871489 | 1 | 04/17/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen M Sammons | 3205396 | 1 | 05/26/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| A Carlis Carroll | 2241004 | 2 | 04/19/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |