Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| A Carlis Carroll | 2241004 | 2 | 04/07/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William White Whidden | 2245089 | 1 | 03/24/1999 | Customer Dispute | Closed-No Action | $6,460.00 | $0.00 | See FINRA Report |
| Bernard Parks Sanders | 2059793 | 2 | 10/30/1998 | Customer Dispute | Award / Judgment | $32,500.00 | $25,000.00 | See FINRA Report |
| Lyle David Litzenberger | 1184322 | 2 | 09/23/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aleen Maree Swofford | 1284779 | 1 | 07/10/1997 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 07/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Paul Cox | 1369976 | 2 | 02/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 09/26/1995 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 03/23/1995 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 12/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |