Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Patrick McGuire | 2280520 | 1 | 12/16/2003 | Customer Dispute | Settled | $8,713.35 | $0.00 | See FINRA Report |
| Alan Dean Schmidgall | 1384131 | 3 | 01/15/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Sylvester Sturniolo | 1094557 | 2 | 07/02/2002 | Customer Dispute | Settled | $848,000.00 | $0.00 | See FINRA Report |
| Wendy Margaret Nelson | 1061680 | 2 | 10/23/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Glenn Petrie | 2468984 | 2 | 12/17/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| A Carlis Carroll | 2241004 | 2 | 04/07/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Aleen Maree Swofford | 1284779 | 1 | 07/10/1997 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 09/26/1995 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 03/23/1995 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 12/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |