Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Barfield | 4257082 | 8 | 05/12/2010 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Todd Patrick Bishop | 1984531 | 2 | 04/08/2010 | Customer Dispute | Settled | $93,653.30 | $0.00 | See FINRA Report |
| Todd Patrick Bishop | 1984531 | 2 | 04/02/2010 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Joe Bachman | 715193 | 2 | 07/20/2009 | Customer Dispute | Settled | $461,231.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 07/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Lee Russell | 1425542 | 2 | 06/29/2009 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Alan Dean Schmidgall | 1384131 | 3 | 07/08/2006 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 11/24/2004 | Customer Dispute | Settled | $75,981.00 | $0.00 | See FINRA Report |
| Lowell James Adrian | 1223476 | 2 | 05/20/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 02/18/2004 | Customer Dispute | Settled | $77,469.70 | $0.00 | See FINRA Report |