Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Dean Schmidgall | 1384131 | 3 | 10/31/2016 | Customer Dispute | Settled | $16,147.70 | $0.00 | See FINRA Report |
| Daniel Charles Stewart | 1687234 | 2 | 10/06/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Lawrence Paul Finch | 2275508 | 1 | 07/06/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roger Brown Deal | 2263476 | 1 | 10/10/2014 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 11/13/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 02/05/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| James Douglass Hoyt | 2264252 | 2 | 04/05/2012 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Lyle David Litzenberger | 1184322 | 2 | 04/21/2011 | Customer Dispute | Settled | $97,346.60 | $0.00 | See FINRA Report |
| Gregg Charles Parker | 3051179 | 2 | 11/10/2010 | Customer Dispute | Settled | $216,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 10/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |