Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael John Osland | 1791642 | 2 | 03/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jodee May Brubaker-Rager | 1888958 | 1 | 12/10/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Eugene Nixon | 865645 | 12 | 07/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Donald Paul Cox | 1369976 | 2 | 02/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Eugene Nixon | 865645 | 12 | 09/06/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Teresa Ann Smith | 871489 | 1 | 04/17/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |