Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernard Parks Sanders | 2059793 | 2 | 04/08/2008 | Customer Dispute | Denied | $186,842.00 | $0.00 | See FINRA Report |
| Thomas Rudolf Philipp | 4001577 | 2 | 04/07/2006 | Customer Dispute | Denied | $25,700.00 | $0.00 | See FINRA Report |
| Peggy Jane Velicer | 2434771 | 1 | 01/10/2005 | Customer Dispute | Denied | $35,050.00 | $0.00 | See FINRA Report |
| Thomas Rudolf Philipp | 4001577 | 2 | 01/03/2005 | Customer Dispute | Denied | $8,241.09 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 12/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Howlett Plott | 1871457 | 1 | 11/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 02/18/2004 | Customer Dispute | Denied | $77,469.70 | $0.00 | See FINRA Report |
| Karolyn Rucker Lunsford | 2434325 | 1 | 08/12/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 05/12/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Daniel Charles Stewart | 1687234 | 2 | 05/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |