Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Eugene Nixon | 865645 | 12 | 12/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 11/04/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 07/22/1994 | Customer Dispute | Settled | $22,370.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 07/11/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 04/14/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 03/03/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Nixon | 865645 | 12 | 03/03/1994 | Customer Dispute | Settled | $80,146.00 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 05/29/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,000.00 | See FINRA Report |
| Mark Alvin Richey | 1106405 | 1 | 05/02/1989 | Customer Dispute | Settled | $84,500.00 | $0.00 | See FINRA Report |