Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Howlett Plott | 1871457 | 1 | 11/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lowell James Adrian | 1223476 | 2 | 05/20/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 02/18/2004 | Customer Dispute | Denied | $77,469.70 | $0.00 | See FINRA Report |
| James Jule Alberts | 2768576 | 3 | 02/18/2004 | Customer Dispute | Settled | $77,469.70 | $0.00 | See FINRA Report |
| Brian Patrick McGuire | 2280520 | 1 | 12/16/2003 | Customer Dispute | Settled | $8,713.35 | $0.00 | See FINRA Report |
| Karolyn Rucker Lunsford | 2434325 | 1 | 08/12/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 05/12/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Alan Dean Schmidgall | 1384131 | 3 | 01/15/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Sylvester Sturniolo | 1094557 | 2 | 07/02/2002 | Customer Dispute | Settled | $848,000.00 | $0.00 | See FINRA Report |
| Daniel Charles Stewart | 1687234 | 2 | 05/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |