Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernard Parks Sanders | 2059793 | 2 | 04/08/2008 | Customer Dispute | Denied | $186,842.00 | $0.00 | See FINRA Report |
| Mark Glenn Petrie | 2468984 | 2 | 04/04/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Dean Schmidgall | 1384131 | 3 | 07/08/2006 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Thomas Rudolf Philipp | 4001577 | 2 | 04/07/2006 | Customer Dispute | Denied | $25,700.00 | $0.00 | See FINRA Report |
| Neal Kulin Miller | 823284 | 2 | 08/26/2005 | Customer Dispute | Withdrawn | $14,307.70 | $0.00 | See FINRA Report |
| Peggy Jane Velicer | 2434771 | 1 | 01/10/2005 | Customer Dispute | Denied | $35,050.00 | $0.00 | See FINRA Report |
| Thomas Rudolf Philipp | 4001577 | 2 | 01/03/2005 | Customer Dispute | Denied | $8,241.09 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 12/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Arthur Langlois | 1224837 | 2 | 12/10/2004 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Larry Robert Mitchell | 1157656 | 4 | 11/24/2004 | Customer Dispute | Settled | $75,981.00 | $0.00 | See FINRA Report |