Our Staff has compiled our research into a database of FINRA Broker Disclosures for CIM Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Michael Bruno | 1845833 | 6 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Peter Cannon | 1952609 | 4 | 06/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Peter Cannon | 1952609 | 4 | 09/18/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |