Our Staff has compiled our research into a database of FINRA Broker Disclosures for CIM Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ulderico Conte | 2163160 | 1 | 10/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gordan Myers | 2544310 | 1 | 09/22/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |