Our Staff has compiled our research into a database of FINRA Broker Disclosures for CIM Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Tiller Emerson | 4155238 | 1 | 06/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 12/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 12/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 01/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Peter Cannon | 1952609 | 4 | 11/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ulderico Conte | 2163160 | 1 | 10/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gordan Myers | 2544310 | 1 | 09/22/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Peter Cannon | 1952609 | 4 | 08/10/2001 | Customer Dispute | Settled | $53,094.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 04/29/1999 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Vincent Michael Bruno | 1845833 | 6 | 12/03/1997 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |