Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Justin Grant | 2709882 | 3 | 01/11/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Giancarlo Varia | 6608778 | 1 | 01/09/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Allyn Bronson | 5473746 | 1 | 01/04/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Caroline Elizabeth Ehlers | 7410093 | 1 | 01/04/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Brendan Michael McDonald | 6741174 | 2 | 12/30/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Larry Letterio | 1738325 | 1 | 12/27/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Sidney Lebental | 5543658 | 1 | 12/22/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Alex Shtaynberger | 2077298 | 1 | 12/14/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Richard G Michalski | 4588706 | 2 | 12/14/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Murray | 5034449 | 1 | 12/14/2022 | Investigation | $0.00 | $0.00 | See FINRA Report |