Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Majid Farboudmanesh | 1973681 | 3 | 01/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Vladimirovich Zamoshnikov | 6629661 | 1 | 12/28/2022 | Customer Dispute | Closed-No Action | $20,737.80 | $0.00 | See FINRA Report |
| James William Welch | 2633094 | 4 | 12/27/2022 | Customer Dispute | Closed-No Action | $63,282.10 | $0.00 | See FINRA Report |
| Joseph Kelly | 4560737 | 5 | 12/09/2022 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Gary Anthony Bonavita | 1147973 | 1 | 12/08/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Fennelly | 4610426 | 1 | 12/07/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arlene Joan Burson | 4343309 | 1 | 12/01/2022 | Customer Dispute | Closed-No Action | $11,530.00 | $0.00 | See FINRA Report |
| Ryan C Lawrence | 5913287 | 1 | 11/21/2022 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Ostendarp | 5501070 | 1 | 11/14/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Todd Lawrence Berwick | 1437097 | 2 | 10/31/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |