Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Iver Kelley | 1326594 | 2 | 04/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charlene K Minor | 5981067 | 1 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard B Overheul | 5424785 | 2 | 11/15/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Alan Tyler | 6589153 | 1 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel William Punkay | 6626878 | 1 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alonzo Nevarez | 6252849 | 1 | 08/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damien Jason Ramirez | 5267161 | 1 | 08/06/2015 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John Gary Mueller | 5770121 | 1 | 03/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jon Evans | 3184087 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debi J Graham | 4835242 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |