Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard B Overheul | 5424785 | 2 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christie Noel Lane | 4765340 | 10 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 06/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Mark Ohlson | 5137516 | 9 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Derek Strubel | 6337362 | 1 | 05/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christie Noel Lane | 4765340 | 10 | 05/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jimmy Wayne Holderfield | 5643033 | 5 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Mark Ohlson | 5137516 | 9 | 03/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Lloyd Shreeves | 5426533 | 1 | 03/23/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |