Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carla T Floratos | 6690286 | 1 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James W Fogal | 4818794 | 3 | 06/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Herschel Bolser | 4890407 | 1 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christie Noel Lane | 4765340 | 10 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christie Noel Lane | 4765340 | 10 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy John Hartnell | 3182000 | 7 | 03/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christie Noel Lane | 4765340 | 10 | 03/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |