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FINRA Broker Disclosures for Country Capital Management Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 221 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ki M Chung5968517301/10/2020Judgment / Lien$0.00$0.00See FINRA Report
Michael Walter Basile5392934112/16/2019FinancialFinal$0.00$0.00See FINRA Report
Justin Loomis6626705410/24/2019Judgment / Lien$0.00$0.00See FINRA Report
Ki M Chung5968517310/03/2019Judgment / Lien$0.00$0.00See FINRA Report
Thomas Zolton Torok2373179209/05/2019Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Justin Loomis6626705409/05/2019FinancialFinal$0.00$0.00See FINRA Report
Justin Loomis6626705408/19/2019Judgment / Lien$0.00$0.00See FINRA Report
Aaron Michael Angstrom4963395208/07/2019Customer DisputeSettled$103,146.00$0.00See FINRA Report
Christopher R Entwistle5392233108/06/2019Judgment / Lien$0.00$0.00See FINRA Report
Perry D May4043557107/13/2019FinancialPending$0.00$0.00See FINRA Report

221 Results

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