Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ki M Chung | 5968517 | 3 | 01/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Walter Basile | 5392934 | 1 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Loomis | 6626705 | 4 | 10/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ki M Chung | 5968517 | 3 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Zolton Torok | 2373179 | 2 | 09/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Justin Loomis | 6626705 | 4 | 09/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Loomis | 6626705 | 4 | 08/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron Michael Angstrom | 4963395 | 2 | 08/07/2019 | Customer Dispute | Settled | $103,146.00 | $0.00 | See FINRA Report |
Christopher R Entwistle | 5392233 | 1 | 08/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Perry D May | 4043557 | 1 | 07/13/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |