Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vannaseng Bobby Inthaly | 4832947 | 4 | 03/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Iver Kelley | 1326594 | 2 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Vogel | 5365751 | 1 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ki M Chung | 5968517 | 3 | 01/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Walter Basile | 5392934 | 1 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ki M Chung | 5968517 | 3 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Zolton Torok | 2373179 | 2 | 09/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Angstrom | 4963395 | 2 | 08/07/2019 | Customer Dispute | Settled | $103,146.00 | $0.00 | See FINRA Report |
| Christopher R Entwistle | 5392233 | 1 | 08/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Perry D May | 4043557 | 1 | 07/13/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |